-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LZbgpKX+IKRAlU9zjDv98s2CDHbfxG5zO49CeDCLqUya+6AjymyGcq++bXC+8K1w Z13WcDM8EaydBH9S3MbWTw== 0001140361-03-003924.txt : 20031023 0001140361-03-003924.hdr.sgml : 20031023 20031023143053 ACCESSION NUMBER: 0001140361-03-003924 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20031023 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LIFSCHITZ PHIL CENTRAL INDEX KEY: 0001178060 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 7 TULANE DRIVE CITY: LIVINGSTON STATE: NJ ZIP: 07039 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TODD SHIPYARDS CORP CENTRAL INDEX KEY: 0000098537 STANDARD INDUSTRIAL CLASSIFICATION: SHIP & BOAT BUILDING & REPAIRING [3730] IRS NUMBER: 911506719 STATE OF INCORPORATION: WA FISCAL YEAR END: 0302 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-30447 FILM NUMBER: 03953854 BUSINESS ADDRESS: STREET 1: 1801 16TH AVE. S.W. CITY: SEATTLE STATE: WA ZIP: 98134 BUSINESS PHONE: 2066231635 MAIL ADDRESS: STREET 1: P O BOX 3806 CITY: SEATTLE STATE: WA ZIP: 98124 SC 13D 1 doc1.htm Schedule 13D
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13D

Under the Securities Exchange Act of 1934
(Amendment No.    )*



Todd Shipyards
(Name of Issuer)

common
(Title of Class of Securities)

889039103
(CUSIP Number)


Phil Lifschitz
7 Tualne Drive
Livingston, NJ 07039
973-535-1635
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)

October 22, 2003
(Date of Event which Requires Filling of this Statement)


If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ·· 240.13d-1(e), 240.13d-1 (f) or 240.13d-1(g), check the following box.   (    )



Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See · 240.13d-7 for other parties to whom copies are to be sent.

 

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).



 



SCHEDULE 13D
CUSIP No. 889039103
  1. Names of Reporting Persons.
Phil Lifschitz
I.R.S. Identification No.
  2. Check the Appropriate Box if a Member of a Group*
(a.)  (    )       (b.)  (    )
  3. SEC USE ONLY
  4. Source of Funds*
PF
  5. Check if Disclosure of Legal Proceedings Is Required Pursuant to items 2(d) or 2(e)  (    )
  6. Citizenship or Place of Organization
US
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With		 7. Sole Voting Power
265,346 Shares
8. Shared Voting Power
9. Sole Dispositive Power
265,346 Shares
10. Shared Dispositive Power
  11. Aggregate Amount Beneficially Owned by Each Reporting Person
265,346 Shares
  12. Check if the Aggregate Amount Represented by Amount in Row (11) Excludes Certain Shares
(See Instructions)   (    )
  13. Percent of Class Represented by Amount in Row (11)
5 %
  14. Type of Reporting Person
IN


2



Item 1. Security and Issuer

         The Schedule D relates to the common stock , $.01 par value per share of Todd Shipyards Corp located at 1801 16th Ave South West, Seattle WA 98134


Item 2. Identity and Background.


(a)

Name:  Phil Lifschitz


(b)

Residence or business address:  7 Tulane Drive
         Livingston NJ 07039


(c)

Present Principal Occupation or Employment:  The Reporting Person is currently employed as a Stock Broker with Oppenheimer & Company located at 125 Broad Street, NY NY


(d)

Criminal Conviction:  The Reporting Person has not during the last five years been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors).


(e)

Court or Administrative Proceedings:  The Reporting Person during the last Five years has not been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws


(f)

 Citizenship:  The Reporting Person is a citizen of The United States of America


Item 3. Source and Amount of Funds or Other Consideration:

         The source of funds used by the Reporting Person was Personal Funds. The aggregate amount paid for the common stock acquired by the Reporting Person was approximately $2,388,114 which does not include brokerage commissions.


Item 4. Purpose of Transaction

            State the purpose or purposes of the acquisition of securities of the issuer. Describe any plans or proposals which the reporting persons may have which relate to or would result in:

         The Common Stock was acqired by the Reporting Person for investment purposes.




3

(a)

The acquisition by any person of additional securities of the issuer, or the disposition of securities of the issuer;

The Reporting Person may make additional purchases of common stock in the open market or in private transactions.


(b)

An extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the issuer or any of its subsidiaries;

The Reporting Person has no present intention to change his purpose for acquiring the common stock or plans or proposals which relate to or result in An extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the issuer or any of its subsidiariesmerger, reorganization or liquidation, involving the issuer or any of its subsidiaries.


(c)

A sale or transfer of a material amount of assets of the issuer or any of its subsidiaries;

The Reporting Person has no present intention to change his purpose for acquiring the common stock or plans or proposals which relate to or result in A sale or transfer of a material amount of assets of the issuer or any of its subsidiaries.


(d)

Any change in the present board of directors or management of the issuer, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board;

The Reporting Person has no present intention to change his purpose for acquiring the common stock or plans or proposals which relate to or result in Any change in the present board of directors or management of the issuer, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board.


(e)

Any material change in the present capitalization or dividend policy of the issuer;

The Reporting Person has no present intention to change his purpose for acquiring the common stock or plans or proposals which relate to or result in Any material change in the present capitalization or dividend policy of the issuer


(f)

Any other material change in the issuer's business or corporate structure including but not limited to, if the issuer is a registered closed-end investment company, any plans or proposals to make any changes in its investment policy for which a vote is required by section 13 of the Investment Company Act of 1940;

The Reporting Person has no present intention to change his purpose for acquiring the common stock or plans or proposals which relate to or result in Any other material change in the issuer's business or corporate structure including but not limited to, if the issuer is a registered closed-end investment company, any plans or proposals to make any changes in its investment policy for which a vote is required by section 13 of the Investment Company Act of 1940.


(g)

Changes in the issuer's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the issuer by any person;

The Reporting Person has no present intention to change his purpose for acquiring the common stock or plans or proposals which relate to or result in Changes in the issuer's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the issuer by any person.


(h)

Causing a class of securities of the issuer to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association;

The Reporting Person has no present intention to change his purpose for acquiring the common stock or plans or proposals which relate to or result in Causing a class of securities of the issuer to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association.


(i)

A class of equity securities of the issuer becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Act; or

The Reporting Person has no present intention to change his purpose for acquiring the common stock or plans or proposals which relate to or result in A class of equity securities of the issuer becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Act.


(j)

Any action similar to any of those enumerated above.

The Reporting Person has no present intention to change his purpose for acquiring the common stock or plans or proposals which relate to or result in Any action similar to any of those enumerated above.



Item 5. Interest in Securities of the Issuer.


(a)

The aggregate number of shares beneficially owned is 265,346 which represents 5 %


(b)

.


(c)

The following is a list of transactions


 

Transaction
Date

Shares or Units
Purchased (Sold)

Price per
Share or Unit

 

 

10/22/2003
10/22/2003
10/16/2003
10/16/203
10/15/2003
10/15/2003
10/14/2003
10/14/2003
10/08/2003
10/08/2003
10/08/2003
10/01/2003
10/01/2003
10/01/2003
10/01/2003
10/01/2003
10/01/2003
9/24/2003
9/22/2003
9/22/2003
9/18/2003
9/17/2003
9/17/2003

1100
2400
300
1900
1500
800
100
800
200
300
1200
1800
300
400
1100
100
800
1200
1400
1500
200
100
400

  

16.23
16.39
15.99
16
16
15.94
15.9
16.24
16.25
15.99
16
15.9
15.82
15.92
15.95
15.98
16
15.85
15.88
15.98
15.88
15.95
15.75

  

 

 

 


(d)

None other than Broker-Dealers providing credit for Common Stock held on margin in customary terms.


(e)

None


Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.


         None.



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Item 7. Material to be Filed as Exhibits.


         None.


Signature

        After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 
Date:   October 23, 2003
  Phil Lifschitz
  By: /s/ Phil Lifschitz
      Phil Lifschitz
 


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